Posted by on Jan 14, 2018 in Articles & Advice, Blog, Featured, Posts |

Image credit: Francis Miller, “Unabashed Bargain Hunters” (1957), LIFE Picture Collection (Google Arts & Culture)

 

By Jason Zweig and Anne Tergesen | Updated Jan. 11, 2018 9:50 am ET

 

 

The Massachusetts Securities Division confirmed that it sent letters of inquiry to the three largest discount brokers by assets, Fidelity Investments, Charles Schwab Corp. and TD Ameritrade Holding Corp., in response to the sales practices profiled in an article The Wall Street Journal published Wednesday.

Such a letter is notice that the division has begun an investigation….

 

 

To read the rest of the article:

The Wall Street Journal, https://www.wsj.com/articles/massachusetts-seeks-sales-practice-information-from-discount-brokers-1515628493

 

 

Other resources:

Books: 

Jason Zweig, Your Money and Your Brain

Jason Zweig, The Devil’s Financial Dictionary

Benjamin Graham, The Intelligent Investor

 

Articles: