Posted by on Mar 10, 2019 in Articles & Advice, Blog, Columns, Featured |

Image Credit: Alex Nabaum


By Jason Zweig  |   March 8, 2019 11:47 a.m. ET


The push to require stockbrokers to act in their clients’ best interest is turning into a turf war.

The Securities and Exchange Commission, after years of study, should complete new regulations later this year. But several states, no longer willing to wait and see what those rules will look like, are already moving on their own….


To read the rest of the column:

For further reading:


Benjamin Graham, The Intelligent Investor

Jason Zweig, The Devil’s Financial Dictionary

Jason Zweig, Your Money and Your Brain

Jason Zweig, The Little Book of Safe Money


Articles and other resources:


On Fiduciary Duty

Free Trips Under Fire: SEC Wants Your Broker To Work For You

Why Your Financial Adviser Can’t Be Conflict Free

The 92-Year-Old Who Is Still Shaking Up Wall Street

The 19 Questions to Ask Your Financial Adviser