Image Credit: Alex Nabaum
By Jason Zweig |  March 8, 2019 11:47 a.m. ET
The push to require stockbrokers to act in their clients’ best interest is turning into a turf war.
The Securities and Exchange Commission, after years of study, should complete new regulations later this year. But several states, no longer willing to wait and see what those rules will look like, are already moving on their own….
To read the rest of the column:
https://www.wsj.com/articles/the-first-line-of-investing-defense-you-11552063624
For further reading:
Books:
Benjamin Graham, The Intelligent Investor
Jason Zweig, The Devil’s Financial Dictionary
Jason Zweig, Your Money and Your Brain
Jason Zweig, The Little Book of Safe Money
Articles and other resources:
Free Trips Under Fire: SEC Wants Your Broker To Work For You